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Compliance Officers
 

Compliance Officers

Compliance Officers play and important role in companies. This community is specifically meant for people in this role

Tags:

Compliance, Finance, Corporates

Category: Business Area
Industries: Banking
Functional Areas: Performance
Moderation:  All Members
Visibility: Everyone
Members: 270
Jobs: 6
Articles: 23
Questions: 11
Debates: 12
Idea Contests: 1
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Topic of the week :  Process-based compliance management     Go to Topic
Compliance is a critical enterprise management concern, particularly in...
 
The most contentious aspect of SOX is Section 404, which requires management and the external auditor to report on the adequacy of the company's internal control over financial reporting (ICFR). This is the most costly aspect of the legislation for companies to implement, as documenting and testing important financial manual and automated controls requires enormous effort. Under Section 404 of the Act, management is required to produce an “internal control report” as part of each annual Exchang
 
The underlying aim of Basel II is to promote safety and soundness in the financial system by allocating capital in organisations to reflect risk more accurately. This can be attained only by the combination of effective bank-level management, market discipline and supervision. Basel II will impact the entire spectrum of banking, including corporate finance, retail banking, asset management, payments and settlements, commercial banking, trading and sales, retail brokerage and agency and custody
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Debates in "Compliance Officers "
0 referals, 1 arguments, 0 views
Referred by dhiraj, MBA/PGDM student, I-Business Institute  | Topic:  Process-based compliance management  | 2 years ago
Easy to advice vs Difficult to be one as Advice
31 referals, 1 arguments, 0 views
Referred by vinod gautam, a.p.o., mnrega  | 2 years ago
Prop 8 Trial Closing Argument Transcripts
Idea Contests in "Compliance Officers "
6 referals, 4 ideas, 84 views
Idea added by Anil Kumar Singh, Senior Consultant, McKinsey & Company  | 4 years ago
According to me this is a very important factor, each and  every employee has the power to join the  compliance team where he or she can help the company, organizations should create a reporting structure where without fear an employee raises question...
Trends and Insights in "Compliance Officers "
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Referred by V.Durga Rao, Lawyer/Attorney, M/s Durga Rao & Associates  | Topic:  Essentials for Corporate law  | 2 years ago
I have heard some corporates who are in dilemma as to which forum to be approached for protection of their corporate rights.  We tend to see cases of oppression and mismanagement very frequently in Private Limited Companies or closely held companies....
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Referred by V.Durga Rao, Lawyer/Attorney, M/s Durga Rao & Associates  | Topic:  Essentials for Corporate law  | 2 years ago
I am very happy to see the judgment of the Supreme Court on National Company Law Tribunal.  I have read the judgment of Justice Jayasimha Babu of Madras High Court regarding the constitution of National Company Law Tribunal and Appellate Tribunal in...
Q & A in "Compliance Officers "
0 referals, 2 answers, 2 views
Answered by Martin Nemec, COO/CFO, Ogilvy & Mather  | 4 years ago
Personally I believe in redesign of corporate governance model. As currently the non-productive structures are becoming the burden palying no significant role. I.e. SoX, compliance, risk management, internal audit, Quality management, Basel II etc. did...
0 referals, 1 answers, 9 views
Answered by Martin Nemec, COO/CFO, Ogilvy & Mather  | 4 years ago
Sure, what are you looking for?
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