Compliance Officers play and important role in companies. This community is specifically meant for people in this role
| Tags: | Compliance, Finance, Corporates |
| Category: | Business Area |
| Industries: | Banking |
| Functional Areas: | Performance |
| Moderation: | All Members |
| Visibility: | Everyone |
| Members: | 270 |
| Jobs: | 6 |
| Articles: | 23 |
| Questions: | 11 |
| Debates: | 12 |
| Idea Contests: | 1 |
Topic of the week : Process-based compliance management
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Compliance is a critical enterprise management concern, particularly in...
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Personally I believe in redesign of corporate governance model. As currently the non-productive structures are becoming the burden palying no significant role. I.e. SoX, compliance, risk management, internal audit, Quality management, Basel II etc. did...
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Sure, what are you looking for?
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But my point here is to show there are several balancing acts that take place. 1) If every best practice is followed, the business model would stall. A company must explicitly define their risks and choose which to protect at the level that achieves...
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Here is a different look at this... instead of thinking that we need to do something to turn people into something, like a high performing sales person, they have to share the responsibility too. Ask them what they are committed to, not if they are...
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My thumb rules: - Reprimand those have the skills but are not able to use their skills competencies to the fullest. Listen to their problems and try and resolve bottlenecks - Coach those who lack skills competencies - Fire only those who have an...
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CEO’s assessment should be integral part from the set of Corporate Governance policies that ensure business continuity, superior financial performance; assurance and observance of the policies, values and principles that characterizes to the...
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It actually varies from person to person. The compliance officer maintains the balance between the personal profits and the companies profits. As long as the regulation of the work need to be done to keep the company in order till that time...
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Will the internal auditors take the place of Compliance officer in the future
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Topics in Compliance Officers
