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Business Process Management |
SOX compliance |
Compliance Officers |
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Process-based compliance management
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bpm technology, bpm application, service oriented architecture, bpm evolution, bpm platform, business process management, business process, bpm,
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IT Products
Functional Area : Business Processes |
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About "Process-based compliance management" topic:
Compliance is a critical enterprise management concern, particularly in business process-oriented organizations. Share your views on compliance modeling and enforcement.
1 trends
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on topic: "Process-based compliance management"
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The most contentious aspect of SOX is Section 404, which requires management and the external auditor to report on the adequacy of the company's internal control over financial reporting (ICFR). This is the most costly aspect of the legislation for companies to implement, as documenting and testing important financial manual and automated controls requires enormous effort. Under Section 404 of the Act, management is required to produce an “internal control report” as part of each annual Exchange Act report. See 15 U.S.C. § 7262. The report must affirm “the responsibility of management for establishing and maintaining an adequate internal control structure and procedures for financial report...
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The underlying aim of Basel II is to promote safety and soundness in the financial system by allocating capital in organisations to reflect risk more accurately. This can be attained only by the combination of effective bank-level management, market discipline and supervision. Basel II will impact the entire spectrum of banking, including corporate finance, retail banking, asset management, payments and settlements, commercial banking, trading and sales, retail brokerage and agency and custody services. With acceptance of Basel II worldwide, now there is a need of some IT solution that can help a company to comply with the changes made by Basel II. A lot many companies are coming up with th...
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Arun K Mishra
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| 3 years ago
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I have knowledge of labour laws, Corporate compliance etc
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Manoj Vankar
| Commented
| 4 years ago
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I have totaly knowledge in Motor Insurance
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Here are some of the practices which are best among the Compliance Officers: Compliance Dashboard The compliance platform must provide a single enterprise-wide dashboard for all users to track and trend compliance events. All compliance events should be easily viewed interactively through the enterprise compliance dashboard. Policy and Procedure Management A well designed document management system manages the lifecycle of policies and procedures within an enterprise.The creation, review, approval and release process of the policy documents and SOPs (Standard operating Procedures) should be driven by collaborative tools that provide core document management functionality. An ideal situation...
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Here are a few trends; Targeted Attacks Escape Detection: For some time, attackers have been using malware to exploit PCs, turn them into zombie computers, and create large, distributed bot networks, especially for distributing spam and malware. Phishing attacks have also become so prevalent and sophisticated that some financial institutions report their losses related to online fraud increased five-fold from 2005 to 2006. Breached Data: 100 Million Records and Counting: Driven by such targeted attacks, data breaches have reached epic proportions over the past few years. Indeed, the Privacy Rights Clearinghouse now estimates, since it started tracking data breach disclosures in February 200...
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Many organizations learn, and often, too late, that an ethics program does not make an ethical culture.What is important is the code of business ethics. The approach to such adaptation is the employment of Sox Act in your organization. Nowadays companies are facing tremendous problems in terms of internal control and coordination. So there is a need of Companies need of an entirely new approach towards managing revenue recognition processes not only to lower restatement risk, but also to improve the financial close process, speed up revenue recognition reporting, enhance revenue recognition forecasting, and allow strategic insights into their revenue streams. The changes in the regulatory e...
Insight: "How to move your company to sustainable Sarbanes-Oxley compliance - from project to process" deleted from your view.
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In many ways, a manager has to be a leader, so therefore a manager will have many of the traits that a leader does. However, I feel the term 'manager' applies primarily to business, it's in a manager's best interest to lead his co-workers effectively, encouraging them to achieve their goals and targets. In my experience, a leader is more of a social thing; more associated with team work, too. Go to Discussion http://lnkd.in/wUJe5E
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