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Effective risk management in financial services
Regulatory and Compliance Risk
Tags :
Compliance Risk, regulatory, Financial institutions, financial risk management, risk management, financial risk, banking, operational risk, credit risk, risk mitigation, financial risk manager, financial risk analysis, bank
Industry :
Banking, Asset Management
Functional Area : Business Processes |
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About "Regulatory and Compliance Risk" topic:
With increased supervisory and shareholder scrutiny and the rising prominence of reputation and brand risk, it is critical that organizations are in compliance and prepared for new regulatory initiatives. Provide practical insights of the implications of business practices, interpretive guidance and evolving regulatory expectations. Discuss issues which cover a broad range of risk management, supervisory, and compliance issues, including: the co-development of risk policies and procedures for the oversight and management of risk; the establishment of compliance risk assessment frameworks and the related monitoring tools; regulatory initiative preparation; business practice compliance; and internal and external regulatory reporting.
1 debates
, 1 idea contests
on topic: "Regulatory and Compliance Risk"
Prev1NextShowing 1 - 2 of 2
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(rate this)
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Assesing toxic assets and recapitalising
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Hedge Funds
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Mathew Cherian
| Added idea
"Assesing toxic assets and recapitalising "
| 3 years ago
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Marking to market in financial accounting is done as historic cost or market which ever is LOWER. But in financial institutions it is the higher value that gets marked. If it was done like in corporate financial accounting the whole crisis could...
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Neha Tiwari
| Added idea
"Hedge Funds"
| 3 years ago
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We have to take a serious look at hedge funds. Hedging is done to minimize risk let alone avoid risk but when hedge funds go under the government intervenes. There is the underlying hypocrisy with the way the financial institutions or governments...
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Ideate: "How do you assess the risk of financial contagion? " deleted from your view.
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(rate this)
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Yes
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No
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Moparthi Sai Ramya Sree
| Argues in support of
"Yes"
| 1 year ago
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i think by making strict rules and close monitoring in order to avoid the problems with us it is better
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Vinay kumar Pusarla
| Argues in support of
"No"
| 1 year ago
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Keeping disadvantages in the mind rather than its advantages I prefer to say no.
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Debate: "MEDICAL MARIJUANA MUST BE ALLOWED OR NOT" deleted from your view.
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